A few final questions to ask when assessing the status of the legal and compliance role. • Who does the general counsel and/or CCO report to (i.e., who hires/fires and determines annual compensation)? The Founder/PM or some intermediary? If to an intermediary, what is the Founder/PM’s rationale? And If to an intermediary, does the firm … Continue reading Through the Eyes of Legal and Compliance – Final Thoughts Part 2